1

Investments

Expectations of Income, Tolerance for Risk, Time Horizons, Income Tax, Portfolio Constraints, Attitude Towards Communication and Liquidity Needs

2

Insurance

Life, Disability, Long Term Care, Liability (Types, Premium, Ownership and Beneficiary of each policy)

3

Liability

Amount, Terms, Who Owed To - Review Earned Income

4

Qualified Retirement Plan/IRA

Contributions, Retirement Date, Income Needed, Distribution Plan and Designated Beneficiary at Death

5

Stock Option

Type, Vesting and Exercise Plan

6

Business Successions

Pre and Post Death

7

Durable Power of Attorney

Has this been done?

8

Gifting to Children/Descendant

History and Plans

9

Charitable Giving During Life

History and Plans

10

Titling of Assets

Joint Tenants in Common, Joint Tenants with Rights of Survivorship, Trusts

11

Executor/Trustee

Individual vs. Trust Company

12

Distribution of Wealth Plan to Spouse/Descendants

13

Charitable Inclinations at Death